Christopher James Reddy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Reddy ( ), a licensed former licensee with CE reference AFA236. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2003-06-12 |