James Choon Wen Sim
沈俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Choon Wen Sim (沈俊文), a licensed former licensee with CE reference ANJ786. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affiliated Managers Group (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2010-12-07 | 2019-04-04 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2006-05-22 |