Alberta Ming Wai Ho
何明蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alberta Ming Wai Ho (何明蕙), a licensed former licensee with CE reference AFR432. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-16 | 2015-12-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2015-12-25 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2014-09-29 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-24 | 2006-08-22 |