Yin Tung Ng
吳彥彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Tung Ng (吳彥彤), a licensed former licensee with CE reference AST101. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-26 | 2017-08-23 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2017-08-23 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-11 | 2015-08-10 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-20 | 2012-08-23 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-20 | 2012-08-23 |