Derek Ping Nga Ho
何平雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ping Nga Ho (何平雅), a licensed former licensee with CE reference AFU158. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-17 | 2014-06-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-17 | 2014-06-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-17 | 2014-06-14 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-13 | 2014-02-28 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2013-06-13 | 2014-02-28 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-14 | 2014-02-28 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2012-08-14 | 2014-02-28 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-23 | 2012-07-06 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-04-23 | 2012-07-06 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2010-04-23 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-22 | 2010-04-23 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-08-09 | 2009-05-08 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-09 | 2009-05-08 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-18 | 2007-08-09 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | present | 2004-04-21 |
| iBest Consultants Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-21 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | present | 2004-04-21 |