Ho Sang Sum
岑皓生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Sang Sum (岑皓生), a licensed former licensee with CE reference ASK323. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-26 | 2015-08-07 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2015-08-07 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-28 | 2010-02-01 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-28 | 2009-12-07 |