Viola Fung Yi Tam Cheung
譚張鳳儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Viola Fung Yi Tam Cheung (譚張鳳儀), a licensed former licensee with CE reference ABH458. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-10-22 | 2009-02-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2009-02-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-26 | 2009-02-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-20 | 2008-07-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-30 | 2008-07-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-06-30 | 2008-07-30 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-02 | 2005-06-27 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-08-02 | 2005-06-27 |
| Charles Schmitt & Associates Limited |
Rep | Type 4 — Advising on securities | 2004-04-01 | 2004-07-22 |
| Charles Schmitt & Associates Limited |
Rep | Type 9 — Asset management | 2004-04-01 | 2004-07-22 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-20 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |