Yuen Shing Chu
朱遠城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Shing Chu (朱遠城), a licensed former licensee with CE reference BMS298. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-14 | 2021-10-05 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-14 | 2021-10-05 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-10 | 2020-08-03 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-10 | 2020-08-03 |