Arthur John Bacci
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur John Bacci ( ), a licensed former licensee with CE reference AFV820. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-16 | 2018-03-17 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2017-10-16 | 2018-03-17 |