Benjamin Lik Man Lam
林力文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Lik Man Lam (林力文), a licensed former licensee with CE reference AMY308. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-16 | 2014-03-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2014-01-16 | 2014-03-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-03 | 2014-01-16 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-03 | 2014-01-16 |
| Aviva Portfolio Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2010-01-06 | 2010-11-26 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-27 | 2009-09-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-26 | 2007-04-16 |