Chi Kwan Coral Chau
周祉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Coral Chau (周祉君), a licensed Representative with CE reference AMD041. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-17 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-17 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-26 | 2024-08-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-26 | 2024-08-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-07 | 2022-06-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2019-11-07 | 2022-06-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2019-11-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-18 | 2019-11-07 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2015-04-14 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-14 | 2015-04-14 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-23 | 2011-12-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-08 | 2010-03-20 |