Xuan Xiao
肖旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Xiao (肖旋), a licensed former licensee with CE reference BGK417. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2016-12-12 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-26 | 2015-12-10 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-26 | 2015-12-10 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-26 | 2015-12-10 |