Jiping Lu
盧紀平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiping Lu (盧紀平), a licensed Responsible Officer with CE reference BHU978. Currently licensed at 1 firm(s): Guosen Securities (HK) Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-20 | present |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-20 | present |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-20 | present |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2016-10-20 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2016-10-20 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-18 | 2016-10-20 |