Christy Cheuk Ki Chan
陳卓琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Cheuk Ki Chan (陳卓琦), a licensed Representative with CE reference AWX086. Currently licensed at 2 firm(s): CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-22 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-15 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-15 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-03 | 2020-05-03 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-03 | 2020-05-03 |
| Kilmorey Securities Limited 金力証券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-04 | 2019-08-01 |
| Kilmorey Securities Limited 金力証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-09 | 2019-08-01 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2017-11-09 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-15 | 2018-09-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2017-02-25 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-25 | 2017-02-25 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-14 | 2017-01-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-14 | 2017-01-13 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2016-05-17 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-22 | 2016-05-17 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-22 | 2016-05-17 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-21 | 2016-01-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-21 | 2016-01-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-18 | 2016-01-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-18 | 2016-01-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-26 | 2013-11-06 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2011-08-17 |