Liuxiao Li
李柳晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liuxiao Li (李柳晓), a licensed Representative with CE reference BRG676. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-30 | present |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-08 | 2022-04-21 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-08 | 2022-04-21 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-08 | 2022-04-21 |