Chen (SFC:AXA055) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AXA055) Chen ( ), a licensed former licensee with CE reference AXA055. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2013-06-14 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2013-06-14 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-21 | 2013-06-14 |