Andrew E Yao
姚恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew E Yao (姚恩), a licensed former licensee with CE reference ACD402. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-20 | 2019-03-27 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-20 | 2019-03-27 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-17 | 2011-04-01 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-02-17 | 2011-04-01 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-04-25 | 2008-10-17 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-04-25 | 2008-10-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2007-02-17 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-05 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-05 |