Xiangdong Xiong
熊向東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangdong Xiong (熊向東), a licensed Responsible Officer with CE reference ANI717. Currently licensed at 1 firm(s): Golden Mountain Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Asset Management Limited 金山金融資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-06 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-29 | 2019-06-28 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-29 | 2019-06-28 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-29 | 2019-06-26 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2019-06-28 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2019-06-26 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-23 | 2019-06-28 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2010-11-08 | 2019-05-29 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2010-11-08 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-11 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-03-11 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2010-03-11 | 2019-05-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-23 | 2010-03-11 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-06-23 | 2010-03-11 |