Shing Kuen Yuen
袁承權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Kuen Yuen (袁承權), a licensed former licensee with CE reference AAG766. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | 2026-03-01 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | 2026-03-01 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2020-07-28 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-15 | 2020-07-28 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-15 | 2020-07-28 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-03 | 2017-03-06 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-07-03 | 2017-03-06 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2007-05-04 | 2010-05-31 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2007-05-04 | 2010-05-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2004-11-25 | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-11-27 |