Ando Asset Management Limited
安道資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ando Asset Management Limited (安道資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BIZ535. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2017-09-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-09-15 | 2024-08-06 |
| Type 4 — Advising on securities | 2017-09-15 | 2024-08-06 |
| Type 9 — Asset management | 2017-09-15 | 2024-08-06 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Derek Yin Kui Wong 黃賢駒 | RO 1, 4, 9 | 2017-09 | 2020-10 |
| Shing Kuen Yuen 袁承權 | RO 1, 4, 9 | 2017-09 | 2020-07 |
| Man Chung (SFC:AFB233) Chan 陳敏聰 | Rep 1, 4 | 2019-05 | 2020-08 |
| Sze Yu Cheung | Rep 1, 4, 9 | 2019-01 | 2020-08 |
| Kai Pong Tsang 曾啟邦 | Rep 1, 4, 9 | 2018-05 | 2019-10 |
| Chong Sum Wong 黃創琛 | Rep 1, 4, 9 | 2019-12 | 2020-06 |
| Steven Chun Yin Wu 胡俊彥 | Rep 1, 4, 9 | 2019-02 | 2019-03 |
| Chun Kit Oscar Yeung 楊進傑 | Rep 1, 4, 9 | 2018-09 | 2020-04 |
Showing 1–8 of 8