Keng Chan Pang
彭鏡塵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Chan Pang (彭鏡塵), a licensed Responsible Officer with CE reference ADH991. Currently licensed at 2 firm(s): KCG Fund Management Limited, KCG Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2013-11-18 | present |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-05 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2004-11-25 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2007-05-04 | 2010-05-31 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2007-05-04 | 2010-05-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-02-11 |