Hong Wing Ng
吳匡榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Wing Ng (吳匡榮), a licensed former licensee with CE reference ADU475. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-08 | 2016-12-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-05-28 | 2017-01-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-02 | 2017-01-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-02 | 2015-04-02 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-14 | 2014-12-24 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-14 | 2014-12-24 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-03 | 2012-09-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-21 | 2012-09-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-21 | 2012-09-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-01-28 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-03 | 2008-01-28 |