Tak Hung Lim
林德鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Hung Lim (林德鴻), a licensed Responsible Officer with CE reference AXP028. Currently licensed at 1 firm(s): Master Trademore Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Master Trademore Securities Limited 恒富證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-04 | present |
| Master Trademore Securities Limited 恒富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-18 | 2025-08-04 |
| Vantage Asset Management Limited 優越投資管理有限公司 |
RO | Type 9 — Asset management | 2024-03-13 | 2025-07-07 |
| Vantage Asset Management Limited 優越投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-12 | 2024-03-13 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2023-06-12 | 2023-09-15 |
| Win Wind Finance Limited |
RO | Type 8 — Securities margin financing | 2022-04-14 | 2023-09-18 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2021-03-15 | 2023-09-15 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-07 | 2023-09-15 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-26 | 2023-06-12 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-26 | 2023-09-15 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-08 | 2016-09-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2015-12-18 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-19 | 2015-12-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2015-09-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-31 | 2015-09-16 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-19 | 2015-02-09 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-19 | 2015-02-09 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2013-08-05 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-11 | 2013-08-05 |