Janet Yuen Ki Louie
呂婉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Yuen Ki Louie (呂婉琪), a licensed former licensee with CE reference AGW270. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-06 | 2005-04-15 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |