Ngar Yan Ho
何雅茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngar Yan Ho (何雅茵), a licensed former licensee with CE reference AEY921. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-17 | 2020-09-01 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-17 | 2020-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-25 | 2015-02-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-25 | 2015-02-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-19 | 2011-02-25 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-01 | 2008-11-22 |