Wai Sheung Kwan
關惠嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sheung Kwan (關惠嫦), a licensed former licensee with CE reference AAX022. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-08-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |