Thomas Wing Yip Lau
劉永業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Wing Yip Lau (劉永業), a licensed former licensee with CE reference AFY003. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Securities Limited 上銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-16 | 2023-06-14 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-06 | 2023-05-17 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-16 | 2015-10-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-16 | 2015-10-07 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-10 | 2013-05-24 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-10 | 2013-05-24 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-04-25 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-04-25 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2013-04-25 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2013-04-25 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-11 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-11 |