Yu (SFC:BGE805) Bai
白玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BGE805) Bai (白玉), a licensed former licensee with CE reference BGE805. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-15 | 2016-03-20 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-15 | 2016-03-20 |