Yinan Tang
唐軼南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yinan Tang (唐軼南), a licensed former licensee with CE reference ARH247. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-22 | 2026-03-01 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2025-04-22 | 2026-03-01 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-19 | 2025-04-22 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-19 | 2025-04-22 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 4 — Advising on securities | 2022-10-13 | 2022-12-31 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 9 — Asset management | 2022-10-13 | 2022-12-31 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-24 | 2022-10-13 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
Rep | Type 9 — Asset management | 2022-08-24 | 2022-10-13 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-21 | 2022-07-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-21 | 2022-07-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-20 | 2022-04-21 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-20 | 2022-04-21 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 4 — Advising on securities | 2021-01-26 | 2021-11-15 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
RO | Type 9 — Asset management | 2021-01-26 | 2021-11-15 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2021-11-15 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2020-06-01 | 2021-01-26 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2020-06-01 | 2021-01-26 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-27 | 2020-03-23 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-07-27 | 2020-03-23 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-04 | 2018-07-27 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-04-04 | 2018-07-27 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-07-16 | 2018-02-27 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-07-16 | 2018-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2014-04-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-08-05 | 2014-04-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-08-05 | 2014-04-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-05 | 2010-08-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-04 | 2010-06-01 |