Jack Fung Tsui
徐鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Fung Tsui (徐鋒), a licensed former licensee with CE reference AEJ317. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-10-12 | 2023-11-16 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-10-12 | 2023-11-16 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-26 | 2016-01-03 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-05-26 | 2016-01-03 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-03-31 | 2010-01-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 — Asset management | 2007-08-01 | 2009-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-12 | 2008-06-28 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-02-12 | 2007-08-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-11-30 | 2007-01-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-29 | 2005-06-03 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-29 | 2005-06-03 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | 2003-09-29 | 2005-06-03 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-25 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |