Lo Suen Wong
黃璐旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lo Suen Wong (黃璐旋), a licensed Responsible Officer with CE reference AQE310. Currently licensed at 2 firm(s): China Galaxy International Asset Management (Hong Kong) Co., Limited, China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-12-19 | present |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-12-19 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-28 | present |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-28 | 2013-12-19 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-28 | 2013-12-19 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-01 | 2013-11-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-12-09 | 2013-11-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-25 | 2010-12-09 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-03-04 | 2010-07-27 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-04 | 2010-07-27 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-12 | 2008-09-30 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2008-09-12 | 2008-09-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-28 | 2008-08-15 |