Kwok Yuk Tsang
曾國鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yuk Tsang (曾國鈺), a licensed former licensee with CE reference ADJ392. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2020-12-31 | 2022-05-31 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2020-12-31 | 2022-05-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2020-10-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-23 | 2020-10-31 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-23 | 2020-10-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-04-23 | 2020-10-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-15 | 2017-07-07 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-15 | 2017-07-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-15 | 2017-07-07 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-02-15 | 2017-07-07 |