Kaize Guo
郭楷澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaize Guo (郭楷澤), a licensed former licensee with CE reference BQB504. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-02 | 2025-04-17 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-01 | 2024-04-17 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-09-01 | 2024-04-17 |