Shaoqing Li
李少卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoqing Li (李少卿), a licensed Representative with CE reference BRN724. Currently licensed at 2 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-18 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-13 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-09-13 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-13 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-09-13 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-24 | 2023-08-18 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-02-24 | 2023-08-18 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2022-01-20 |