Lin (SFC:BNB213) Guo
郭璘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BNB213) Guo (郭璘), a licensed former licensee with CE reference BNB213. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-10-29 | 2022-08-14 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-14 | 2019-02-28 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-14 | 2019-02-28 |