Qing (SFC:BVA331) Cai
蔡清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:BVA331) Cai (蔡清), a licensed former licensee with CE reference BVA331. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-01-08 | 2026-02-09 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2025-01-08 | 2026-02-09 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-06 | 2025-01-08 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-06-06 | 2025-01-08 |