Xiaowei Ma
馬笑偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowei Ma (馬笑偉), a licensed former licensee with CE reference BJK280. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-11 | 2021-04-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-11 | 2021-04-01 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2019-01-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-12 | 2017-08-13 |