Lee Kuen Tse
謝莉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Kuen Tse (謝莉娟), a licensed Responsible Officer with CE reference AXO645. Currently licensed at 1 firm(s): Avalok Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 — Advising on securities | 2025-03-05 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 9 — Asset management | 2017-10-11 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-11 | 2024-05-13 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-27 | 2025-03-05 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 — Asset management | 2014-12-08 | 2017-10-11 |