Yan (SFC:ARE732) Liu
劉岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ARE732) Liu (劉岩), a licensed Representative with CE reference ARE732. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-13 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-18 | 2021-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-13 | 2020-05-29 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | 2018-05-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-20 | 2016-10-07 |