Sino Financial Asset Management Limited
信和資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino Financial Asset Management Limited (信和資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BRS975. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 13). Earliest licence on file: 2022-08-08.
Registered address
Flat 5, 11/F, Wing On Plaza, No. 62, Mody Road, TST, Kowloon.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2022-08-08 | present |
| Type 9 — Asset management | 2022-08-08 | present |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| William Chiu Hung Cheng 鄭超鴻 | RO 4, 9 | 2023-04 | 2024-04 |
| So Wa Cheung 張素華 | RO 4, 9 | 2024-08 | 2025-02 |
| Wai Yin Choi 蔡偉賢 | RO 4, 9 | 2022-08 | 2024-08 |
| Hon Wah Ip 葉漢華 | RO 4, 9 | 2025-09 | Present |
| Julian Chi Fu Tam 譚志富 | RO 4, 9 | 2022-08 | 2024-02 |
| Chun Xia 夏春 | RO 4, 9 Rep 4, 9 | 2024-10 | Present |
| Renmin Xu 許韌敏 | RO 4, 9 | 2024-03 | 2026-01 |
| Ronald Chun Kuen Ho 何鎮權 | Rep 4, 9 | 2022-09 | 2023-06 |
| Chin Leuk Ivan Ko 高展略 | Rep 4, 9 | 2022-08 | 2023-06 |
| Wen Liu 劉雯 | Rep 4, 9 | 2022-12 | 2023-05 |
| Guangyao Ni 倪光耀 | Rep 4, 9 | 2025-01 | Present |
| Cheng (SFC:BXU459) Qian 錢誠 | Rep 4, 9 | 2026-04 | Present |
| Kit Ting Yiu 姚潔婷 | Rep 4, 9 | 2025-03 | 2026-02 |
Showing 1–13 of 13
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司