So Wa Cheung
張素華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Wa Cheung (張素華), a licensed Responsible Officer with CE reference AYC949. Currently licensed at 1 firm(s): AFT HK Treasury Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFT HK Treasury Limited |
RO | Type 1 — Dealing in securities | 2025-10-20 | present |
| AFT HK Treasury Limited |
RO | Type 4 — Advising on securities | 2025-10-20 | present |
| AFT HK Treasury Limited |
RO | Type 9 — Asset management | 2025-10-20 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-23 | 2025-02-21 |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-23 | 2025-02-21 |
| Syfe Hong Kong Limited | RO | Type 1 — Dealing in securities | 2022-05-03 | 2023-11-01 |
| Syfe Hong Kong Limited | RO | Type 4 — Advising on securities | 2022-05-03 | 2023-11-01 |
| Syfe Hong Kong Limited | RO | Type 9 — Asset management | 2022-05-03 | 2023-11-01 |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-10 | 2021-02-15 |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-10 | 2021-02-15 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-13 | 2020-06-10 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-13 | 2020-06-10 |
| ForthTech Capital Limited | RO | Type 4 — Advising on securities | 2019-08-02 | 2020-04-30 |
| ForthTech Capital Limited | RO | Type 9 — Asset management | 2019-08-02 | 2020-04-30 |
| United Great International Investment Limited 滙偉國際投資有限公司 |
RO | Type 4 — Advising on securities | 2018-06-14 | 2019-06-06 |
| United Great International Investment Limited 滙偉國際投資有限公司 |
RO | Type 9 — Asset management | 2018-06-04 | 2019-06-06 |
| United Great International Investment Limited 滙偉國際投資有限公司 |
Rep | Type 9 — Asset management | 2018-05-24 | 2018-06-04 |
| Bosheng Capital Management (HK) Limited 博盛資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-03-15 | 2018-03-23 |
| Bosheng Capital Management (HK) Limited 博盛資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-05-27 | 2018-03-15 |
| Pacific Group Limited, The | Rep | Type 9 — Asset management | 2011-10-21 | 2016-05-13 |