Wen Liu
劉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Liu (劉雯), a licensed Responsible Officer with CE reference BLV389. Currently licensed at 1 firm(s): BillionsPower Partners Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BillionsPower Partners Company Limited 億和資本有限公司 |
RO | Type 4 — Advising on securities | 2024-05-17 | present |
| BillionsPower Partners Company Limited 億和資本有限公司 |
RO | Type 9 — Asset management | 2024-05-17 | present |
| BillionsPower Partners Company Limited 億和資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-21 | 2024-05-17 |
| BillionsPower Partners Company Limited 億和資本有限公司 |
Rep | Type 9 — Asset management | 2024-03-21 | 2024-05-17 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-11 | 2024-01-09 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 9 — Asset management | 2023-09-11 | 2024-01-09 |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-28 | 2023-05-04 |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-28 | 2023-05-04 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-26 | 2019-10-31 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-26 | 2019-10-31 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 — Asset management | 2018-01-26 | 2019-10-31 |