Chun Xia
夏春
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Xia (夏春), a licensed Responsible Officer with CE reference BGD821. Currently licensed at 1 firm(s): Sino Financial Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-10 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 9 — Asset management | 2025-01-22 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-10 | 2025-02-10 |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-10 | 2025-01-22 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-01 | 2024-07-26 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-12 | 2024-07-26 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-12 | 2024-07-26 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-28 | 2023-07-12 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-28 | 2023-07-12 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 9 — Asset management | 2022-10-28 | 2023-11-01 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-18 | 2022-10-28 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-03 | 2022-10-28 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-12 | 2024-07-26 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-12 | 2022-10-28 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-10 | 2021-10-20 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-10 | 2021-10-20 |