Kwok Sham Sam Ho
何國深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Sham Sam Ho (何國深), a licensed Representative with CE reference BSX432. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-24 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-06 | 2024-06-14 |