Patrick Chin Hung Ko
高展鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Chin Hung Ko (高展鴻), a licensed Representative with CE reference AJO155. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-08 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-30 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-30 | 2024-06-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2022-10-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-27 | 2022-10-21 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-03 | 2010-01-11 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-03 | 2010-01-11 |
| Bucephalus Capital Management Advisors Limited |
RO | Type 9 — Asset management | 2008-09-01 | 2009-02-18 |
| Newtonian Capital Management Limited |
Rep | Type 9 — Asset management | 2007-11-16 | 2008-02-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-15 | 2004-10-07 |