Xin Cao
曹昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Cao (曹昕), a licensed former licensee with CE reference BSZ762. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-19 | 2024-10-25 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-09-19 | 2024-10-25 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-19 | 2024-10-25 |