Purdy Pin Pin Ho
何翩翩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Purdy Pin Pin Ho (何翩翩), a licensed Representative with CE reference ASI353. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-07 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-24 | 2023-01-09 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-19 | 2020-04-22 |
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2015-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-15 | 2014-04-12 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-15 | 2014-01-11 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-15 | 2014-01-11 |
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2010-09-03 | 2011-12-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2009-05-23 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-29 | 2009-05-23 |