Yixuan Dong
董懿萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixuan Dong (董懿萱), a licensed former licensee with CE reference BUF500. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-08 | 2024-09-16 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-03-08 | 2024-09-16 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-08 | 2024-09-16 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-16 | 2024-09-16 |