Xi (SFC:BNY354) Chen
陳茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BNY354) Chen (陳茜), a licensed former licensee with CE reference BNY354. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2022-09-05 | 2025-06-30 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2022-09-05 | 2025-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-02 | 2019-04-26 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-01-02 | 2019-04-26 |