Zhenglin Chen

陳政霖
CE No. BUE462 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhenglin Chen (陳政霖), a licensed Responsible Officer with CE reference BUE462. Currently licensed at 2 firm(s): TFI Asset Management Limited, TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
TFI Asset Management Limited
天風國際資產管理有限公司
RO Type 9 — Asset management 2026-05-04 present
TFI Securities and Futures Limited
天風國際證券與期貨有限公司
Rep Type 1 — Dealing in securities 2025-08-27 present
TFI Asset Management Limited
天風國際資產管理有限公司
Rep Type 4 — Advising on securities 2023-10-06 present
TFI Asset Management Limited
天風國際資產管理有限公司
Rep Type 5 — Advising on futures contracts 2023-10-06 present
TFI Asset Management Limited
天風國際資產管理有限公司
Rep Type 9 — Asset management 2023-10-06 2026-05-04

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